DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Samantha Amanda Fraelich-Rohe
Certified Financial Planner
Feed of 09/17/2026
Also filed as Samantha Amanda Fraelich
At current firm
1 y
since Jun 23, 2025
In the industry
25 y
since Aug 22, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Private Advisor Group, LLC BD affiliated currentsince Jun 23, 2025 · Bethesda, Md
- Maryland Financial Group, Inc. formerMay 21, 2015 to Jul 16, 2025 · Rockville, Md
- Nfp Advisor Services, LLC formerOct 8, 2008 to Apr 15, 2015 · Rockville, Md
- UBS Financial Services Inc. wirehouseAug 22, 2001 to Jun 27, 2003 · Naples, Fl
Moves
a registration end followed by a registration begin elsewhere
- Maryland Financial Group, Inc. to Private Advisor Group, LLCleft Jul 16, 2025, registered Jun 23, 2025 (-23 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Nfp Advisor Services, LLC to Maryland Financial Group, Inc.left Apr 15, 2015, registered May 21, 2015 (36 days) · Other
- UBS Financial Services Inc. to Nfp Advisor Services, LLCleft Jun 27, 2003, registered Oct 8, 2008 (1930 days) · Other
Signals
- Samantha Amanda Fraelich-Rohe left Maryland Financial Group, Inc. for Private Advisor Group, Llc (registered 2025-06-23)Jul 16, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address