RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• E••••• C••••
- E• W••••• A••••••• independent RIA currentsince Jan 2, 2025 · Brighton, Mi
- I••••• F•••••••• C••••••••• formerJan 27, 2017 to Jun 5, 2017 · Brighton, Mi
- E•••••••• W••••• M••••••••• L•• formerDec 19, 2016 to Jan 21, 2025 · Brighton, Mi
- O•••• W•••••• I••• BD affiliatedJan 5, 2016 to Nov 21, 2016 · Troy, Mi
- A••••• A•• P••••••• S••••••• BD affiliatedSep 19, 2012 to Nov 13, 2015 · Ann Arbor, Mi
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 8, 2010 to Aug 28, 2012 · Birmingham, Mi
- T• A••••••••• I••• formerOct 8, 2010 to Aug 28, 2012 · Birmingham, Mi
- E•••••••• W••••• M••••••••• L•• to I••••• F•••••••• C•••••••••left Jan 21, 2025, registered Jan 27, 2017 (-2916 days) · Other
- I••••• F•••••••• C••••••••• to E• W••••• A•••••••left Jun 5, 2017, registered Jan 2, 2025 (2768 days) · Other
- O•••• W•••••• I••• to E•••••••• W••••• M••••••••• L••left Nov 21, 2016, registered Dec 19, 2016 (28 days) · Other
- A••••• A•• P••••••• S••••••• to O•••• W•••••• I•••left Nov 13, 2015, registered Jan 5, 2016 (53 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 28, 2012, registered Oct 8, 2010 (-690 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 28, 2012, registered Oct 8, 2010 (-690 days) · channel change inside one enterprise, not a move
- K•••• E••••• C•••• left E•••••••• W••••• M••••••••• L•• for I••••• F•••••••• C••••••••• (registered 2017-01-27)Jan 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address