RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J••••• M••••
- F•••• M•••• F••••••••• L•• independent RIA currentsince Jan 24, 2022 · Medina, Oh
- F•••• M•••• F••••••••• L•• independent RIAJan 21, 2010 to Dec 31, 2021 · Medina, Oh
- F•••• M•••• F••••••••• L•• independent RIAAug 15, 2008 to Dec 31, 2009 · Medina, Oh
- T•••• A•••••••• L•• formerJun 13, 2007 to Oct 29, 2008 · Atlanta, Ga
- P••• A•••••••• I••••••••• formerJun 8, 2007 to Jun 22, 2007 · Cleveland, Oh
- U•• F•••••••• S••••••• I••• wirehouseMay 14, 2002 to Feb 3, 2004 · Beachwood, Oh
- T•••• A•••••••• L•• to F•••• M•••• F••••••••• L••left Oct 29, 2008, registered Aug 15, 2008 (-75 days) · Other
- P••• A•••••••• I••••••••• to T•••• A•••••••• L••left Jun 22, 2007, registered Jun 13, 2007 (-9 days) · Other
- U•• F•••••••• S••••••• I••• to P••• A•••••••• I•••••••••left Feb 3, 2004, registered Jun 8, 2007 (1221 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address