DFX Intelligence
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Registered advisor
J••••••• L••• B••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••••••• L••• B••••••••• L• B••••••••
At current firm
3 y
since Jan 26, 2023
In the industry
24 y
since Oct 31, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 26, 2023 · Kingwood, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJul 26, 2013 to Feb 3, 2023 · Kingwood, Tx
- E••••• J•••• national BDFeb 5, 2007 to Jul 29, 2013 · St Louis, Mo
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 19, 2006 to Feb 7, 2007 · Houston, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 12, 2003 to Jun 26, 2006 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Feb 3, 2023, registered Jan 26, 2023 (-8 days) · Affiliated broker-dealer or bank to independent RIA
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Jul 29, 2013, registered Jul 26, 2013 (-3 days) · Affiliated broker-dealer or bank to another
- C•••••••• G••••• M•••••• I••• to E••••• J••••left Feb 7, 2007, registered Feb 5, 2007 (-2 days) · Other
- V•••• F•••••••• A•••••••• I••• to C•••••••• G••••• M•••••• I•••left Jun 26, 2006, registered Jul 19, 2006 (23 days) · Other
Signals
- ••• LockedFeb 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address