RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••••• C•••••• T•••••
- M•••• • C•••••• state registered currentsince Aug 21, 2024 · Marietta, Ga
- T•••• A•••••••• L•• formerJan 6, 2010 to Aug 22, 2024 · Atlanta, Ga
- I••••••••• A••••••• G•••• C••• formerDec 16, 2005 to Apr 20, 2007 · Boston, Ma
- O•••• F•• I••• formerMar 14, 2003 to Mar 26, 2007 · Marietta, Ga
- T•••• A•••••••• L•• to M•••• • C••••••left Aug 22, 2024, registered Aug 21, 2024 (-1 days) · Affiliated broker-dealer or bank to a state-registered adviser
- I••••••••• A••••••• G•••• C••• to T•••• A•••••••• L••left Apr 20, 2007, registered Jan 6, 2010 (992 days) · Other
- O•••• F•• I••• to I••••••••• A••••••• G•••• C•••left Mar 26, 2007, registered Dec 16, 2005 (-465 days) · Other
- F•••••••• C•••••• T••••• left T•••• A•••••••• L•• for M•••• • C•••••• (registered 2024-08-21)Aug 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 52derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address