RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• R••••••• R••••••••
- J•••••••• I••••••••• A••••••• L•• mixed wealth currentsince Jun 9, 2023 · Miami, Fl
- L••••••• A•••• M••••••••• L•• asset managerMay 18, 2023 to Aug 14, 2023 · Miami, Fl
- M••••• S•••••• wirehouseJan 22, 2014 to May 1, 2023 · Boca Raton, Fl
- B••••••• C•••••• I••• formerSep 17, 2010 to Feb 4, 2014 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseJan 1, 2010 to Sep 1, 2010 · New York, Ny
- U•• I••••••••• I••• unclassifiedJun 6, 2002 to Jan 1, 2010 · New York, Ny
- L••••••• A•••• M••••••••• L•• to J•••••••• I••••••••• A••••••• L••left Aug 14, 2023, registered Jun 9, 2023 (-66 days) · corporate re-registration, not a move
- M••••• S•••••• to L••••••• A•••• M••••••••• L••left May 1, 2023, registered May 18, 2023 (17 days) · Wirehouse to independent RIA · moved with a team
- B••••••• C•••••• I••• to M••••• S••••••left Feb 4, 2014, registered Jan 22, 2014 (-13 days) · Other
- U•• F•••••••• S••••••• I••• to B••••••• C•••••• I•••left Sep 1, 2010, registered Sep 17, 2010 (16 days) · Other
- U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
- R•••• R••••••• R•••••••• left M••••• S•••••• for L••••••• A•••• M••••••••• L•• (registered 2023-05-18)May 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address