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Registered advisor
R••••• B• G••••••
Feed of 09/15/2026
Also filed as R••••• Bruce G••••••
At current firm
2 y
since May 28, 2024
In the industry
21 y
since Feb 4, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 28, 2024 · Half Moon Bay, Ca
- C•••••• S••••• • C••• I••• national BDJan 26, 2022 to May 9, 2024 · San Mateo, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 22, 2015 to Sep 7, 2023 · San Mateo, Ca
- T• A••••••••• I••• formerOct 22, 2015 to Oct 14, 2022 · San Mateo, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 11, 2015 to Oct 12, 2015 · San Mateo, Ca
- F••••• I••••••••• independent RIAFeb 4, 2005 to Oct 3, 2013 · Woodside, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••left May 9, 2024, registered May 28, 2024 (19 days) · Affiliated broker-dealer or bank to wirehouse
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Oct 22, 2015 (-2549 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••left Oct 12, 2015, registered Oct 22, 2015 (10 days) · Other · moved with a team
- F••••• I••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 3, 2013, registered Mar 11, 2015 (524 days) · Other
Signals
- R••••• B• G•••••• left C•••••• S••••• • C••• I••• for W•••• F•••• A••••••• (registered 2024-05-28)May 9, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address