DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy James Williams
Feed of 09/14/2026
Also filed as T.J. Williams
At current firm
0 y
since Jul 29, 2026
In the industry
24 y
since Jul 24, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Merit Financial Advisors BD affiliated currentsince Jul 29, 2026 · Schwenksville, Pa
- Wealth Enhancement Advisory Services, LLC BD affiliatedOct 6, 2021 to Aug 11, 2025 · New York, Ny
- Curian Capital, LLC formerJan 14, 2016 to Mar 29, 2016 · Denver, Co
- Spc BD affiliatedNov 28, 2012 to Jan 27, 2014 · Haddon Heights, Nj
- Directed Services LLC formerAug 3, 2009 to Dec 1, 2010 · West Chester, Pa
- Ameriprise Financial Services, LLC national BDOct 17, 2002 to Dec 5, 2007 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- Wealth Enhancement Advisory Services, LLC to Merit Financial Advisorsleft Aug 11, 2025, registered Jul 29, 2026 (352 days) · Affiliated broker-dealer or bank to another
- Curian Capital, LLC to Wealth Enhancement Advisory Services, LLCleft Mar 29, 2016, registered Oct 6, 2021 (2017 days) · Other
- Spc to Curian Capital, LLCleft Jan 27, 2014, registered Jan 14, 2016 (717 days) · Other
- Directed Services LLC to Spcleft Dec 1, 2010, registered Nov 28, 2012 (728 days) · Other
- Ameriprise Financial Services, LLC to Directed Services LLCleft Dec 5, 2007, registered Aug 3, 2009 (607 days) · Other
Signals
- Timothy James Williams left Wealth Enhancement Advisory Services, Llc for Merit Financial Advisors (registered 2026-07-29)Aug 11, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address