RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• J••• N•••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince May 19, 2025 · St. Petersburg, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 28, 2019 to May 5, 2025 · Tampa, Fl
- H•••••• W•••••• I••••••••• S••••••• I••• independent RIAOct 13, 2014 to Jul 29, 2019 · New Orleans, La
- F•••• T•••• S••••••••• I••• BD affiliatedMay 12, 2011 to Sep 29, 2014 · Tampa, Fl
- S••••••• I••••••••• S•••••••• I••• formerNov 20, 2006 to Apr 21, 2011 · Brooksville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left May 5, 2025, registered May 19, 2025 (14 days) · Wirehouse to affiliated broker-dealer or bank
- H•••••• W•••••• I••••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 29, 2019, registered Aug 28, 2019 (30 days) · Affiliated broker-dealer or bank to wirehouse
- F•••• T•••• S••••••••• I••• to H•••••• W•••••• I••••••••• S••••••• I•••left Sep 29, 2014, registered Oct 13, 2014 (14 days) · Other
- S••••••• I••••••••• S•••••••• I••• to F•••• T•••• S••••••••• I•••left Apr 21, 2011, registered May 12, 2011 (21 days) · Other
- P••••• J••• N••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T••••• A••••••• S•••••••• I••• (registered 2025-05-19)May 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address