DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• T••••• G••••••••

C• A••••••• S•••••••independent RIAFort Myers, Fl IA-onlyIAPD 4434046

Feed of 09/14/2026

Also filed as Mike T••••• G••••••••

At current firm

1 y

since Apr 7, 2025

In the industry

24 y

since Sep 28, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C• A••••••• S••••••• independent RIA current
since Apr 7, 2025 · Fort Myers, Fl
M•••••••• F•••••••• P••••••••• independent RIA
Mar 23, 2021 to Aug 28, 2024 · Burr Ridge, Il
T• A••••••••• I••• former
Aug 2, 2010 to Apr 21, 2020 · Chicago, Il
C•••••••• G••••• M•••••• I••• BD affiliated
Jun 13, 2007 to Jul 28, 2010 · Naperville, Il
F•••• T•••• S••••••••• I••• BD affiliated
Oct 14, 2005 to May 18, 2006 · Naperville, Il
W•••••• • R••• former
Nov 13, 2001 to Sep 21, 2005 · Oakbrook, Il

Moves

a registration end followed by a registration begin elsewhere

M•••••••• F•••••••• P••••••••• to C• A••••••• S•••••••
left Aug 28, 2024, registered Apr 7, 2025 (222 days) · RIA to RIA
T• A••••••••• I••• to M•••••••• F•••••••• P•••••••••
left Apr 21, 2020, registered Mar 23, 2021 (336 days) · Other
C•••••••• G••••• M•••••• I••• to T• A••••••••• I•••
left Jul 28, 2010, registered Aug 2, 2010 (5 days) · Other
F•••• T•••• S••••••••• I••• to C•••••••• G••••• M•••••• I•••
left May 18, 2006, registered Jun 13, 2007 (391 days) · Other
W•••••• • R••• to F•••• T•••• S••••••••• I•••
left Sep 21, 2005, registered Oct 14, 2005 (23 days) · Other

Signals

M•••••• T••••• G•••••••• left M•••••••• F•••••••• P••••••••• for C• A••••••• S••••••• (registered 2025-04-07)
Aug 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address