DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Mps-Loria Financial Planners,LLC

Independent wealth managerBurr Ridge, IllinoisCRD 122866SEC 801-66518website IAPD

Latest filing Feb 24, 2026

First filing on the tape Nov 7, 2011 · 54 filings

SEC status approved since Apr 5, 2006

RAUM

$827M

reported, Item 5.F

Discretionary

95%

of RAUM

Private clients

100%

$827M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$165M

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

54 filings and snapshots on the tape

RAUM$827M as of Feb 24, 2026

Feb 21, 2012$343M then

HNW client RAUM$673M as of Feb 24, 2026

Mar 27, 2018$98.3M then

State-registered IARs (5.B.3)5 as of Feb 24, 2026

Feb 20, 201314 then

Employees (5.A)7 as of Feb 24, 2026

Feb 20, 201314 then

Private funds: no history

RAUM +10% over the last fiscal year+15% a year over threeIARs 4 to 5

Practice profile

derived from the filing of Feb 24, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $165MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 136derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.5MderivedHNW RAUM over HNW clients
Average account: $494,952derivedRAUM over accounts (5.F.2.f)
Discretionary: 95%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.4derivedItem 5.A over advisors
Advisors per office: 5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +10%derivedbetween the last two annual amendments
Advisor growth, one year: +25%derivedItem 5.B.3 between annual amendments
Client growth, one year: +0.9%derived
Compensation: percentage of assets, hourlyreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody: $314M, 278 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$673M81%
Individuals$153M19%

Individual clients: 489reported
HNW clients: 190reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1,670reported
Financial planning clients: 101-250reported
Wrap fee programs: noreported
Custody of client assets: $314M for 278 clientsreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

5 on IAPD today, longest tenure first

Name	Branch	Here since	In industry
Michael Francis Pauritsch	Burr Ridge, Il	Feb 7, 2000	37 y
Richard Thomas Loria	Burr Ridge, Il	Feb 7, 2000	34 y
Kenneth George Daemicke	Burr Ridge, Il	Aug 21, 2000	45 y
Christos George Kyros	Burr Ridge, Il	Sep 15, 2011	28 y
Abigail Loria	Burr Ridge, Il	Jan 26, 2026	12 y

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months

Left, latest

Michael Thomas Gillespie to Cg Advisory Services
Aug 28, 2024 · RIA to RIA
Meggan Marie Carroll to Jmg Financial Group Ltd
Jan 20, 2021 · RIA to RIA
John Hayden Bollweg to Jmg Financial Group Ltd
Apr 15, 2020 · RIA to RIA
Glenn Scott Schwalje to World Equity Group, Inc.
Nov 17, 2016 · Other
Steve Huston Parker to Brookstone Capital Management LLC
Oct 25, 2013 · Other
Michael Edward Friedman to Investment Professionals, Inc.
Jul 1, 2013 · Other
Michael Roy Sedlak to Golden Trail Advisers
Mar 29, 2010 · Other
George H Clougher to Brookstone Capital Management LLC
Mar 31, 2003 · Other

Joined, latest

Michael Thomas Gillespie from Td Ameritrade, Inc.
Mar 23, 2021 · Other
Glenn Scott Schwalje from Imbb Investment Advisors
May 7, 2013 · Other
Michael Edward Friedman from Wells Fargo Advisors
Aug 10, 2012 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Thomas Richard Loria · President & Managing Member & (2006) Chief Compliance Officercontrol
since 08/1999 · owns 25% to 50%
William Edward Mulcahy · Membercontrol
since 08/1999 · owns 10% to 25%
Francis Michael Pauritsch · Membercontrol
since 08/1999 · owns 10% to 25%
Alan Philip Salvador · Membercontrol
since 08/1999 · owns 10% to 25%

Related persons

Schedule D 7.A

Loria Financial Group, LLC
real estaten

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Burr Ridge, Il · principal	5	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 1,658 to 1,670
Nov 11, 2025 to Feb 24, 2026
Advisory employees · 4 to 5
Nov 11, 2025 to Feb 24, 2026
HNW clients · 175 to 190
Nov 11, 2025 to Feb 24, 2026
Individual clients · 498 to 489
Nov 11, 2025 to Feb 24, 2026
Assets in custody · $308M to $314M
Nov 11, 2025 to Feb 24, 2026
Employees · 8 to 7
Nov 11, 2025 to Feb 24, 2026
Financial planning clients · 51-100 to 101-250
Nov 11, 2025 to Feb 24, 2026
State-registered IARs · 4 to 5
Nov 11, 2025 to Feb 24, 2026
Discretionary RAUM · $694M to $787M
Nov 11, 2025 to Feb 24, 2026
HNW RAUM · $597M to $673M
Nov 11, 2025 to Feb 24, 2026
Individual RAUM · $154M to $153M
Nov 11, 2025 to Feb 24, 2026
Non-discretionary RAUM · $57.4M to $39.9M
Nov 11, 2025 to Feb 24, 2026
RAUM · $751M to $827M
Nov 11, 2025 to Feb 24, 2026
Financial planning clients · 51-100 to 51-100
May 30, 2025 to Jun 18, 2025
Accounts · 1,639 to 1,658
Oct 17, 2024 to Mar 5, 2025
Advisory employees · 5 to 4
Oct 17, 2024 to Mar 5, 2025
HNW clients · 169 to 175
Oct 17, 2024 to Mar 5, 2025
Individual clients · 496 to 498
Oct 17, 2024 to Mar 5, 2025
Assets in custody · $241M to $308M
Oct 17, 2024 to Mar 5, 2025
State-registered IARs · 7 to 4
Oct 17, 2024 to Mar 5, 2025
Discretionary RAUM · $650M to $694M
Oct 17, 2024 to Mar 5, 2025
HNW RAUM · $540M to $597M
Oct 17, 2024 to Mar 5, 2025
Individual RAUM · $152M to $154M
Oct 17, 2024 to Mar 5, 2025
Non-discretionary RAUM · $42.5M to $57.4M
Oct 17, 2024 to Mar 5, 2025
RAUM · $692M to $751M
Oct 17, 2024 to Mar 5, 2025
Accounts · 1,591 to 1,639
Jan 4, 2024 to Mar 18, 2024
BD registered reps · 4 to 0
Jan 4, 2024 to Mar 18, 2024
HNW clients · 193 to 169
Jan 4, 2024 to Mar 18, 2024
Individual clients · 455 to 496
Jan 4, 2024 to Mar 18, 2024
Assets in custody · unset to 241204710.0
Jan 4, 2024 to Mar 18, 2024
Custody of client assets · false to true
Jan 4, 2024 to Mar 18, 2024
Financial planning clients · 11-25 to 51-100
Jan 4, 2024 to Mar 18, 2024
Discretionary RAUM · $512M to $650M
Jan 4, 2024 to Mar 18, 2024
HNW RAUM · $440M to $540M
Jan 4, 2024 to Mar 18, 2024
Individual RAUM · $104M to $152M
Jan 4, 2024 to Mar 18, 2024
Non-discretionary RAUM · $31.8M to $42.5M
Jan 4, 2024 to Mar 18, 2024
RAUM · $544M to $692M
Jan 4, 2024 to Mar 18, 2024
Related broker-dealer · true to false
Jan 4, 2024 to Mar 18, 2024
Accounts · 1,552 to 1,591
Oct 11, 2022 to Mar 20, 2023
BD registered reps · 5 to 4
Oct 11, 2022 to Mar 20, 2023

Signals

3 dated events

Michael Thomas Gillespie left Mps-Loria Financial Planners,Llc for Cg Advisory Services (registered 2025-04-07)
Aug 28, 2024 · Advisor changed firm · fact
Mps-Loria Financial Planners,Llc reported RAUM $692.3M, up 27% from $544.1M (2024-01-04 to 2024-03-18)
Mar 18, 2024 · RAUM change · derived
Mps-Loria Financial Planners,Llc reported RAUM $696.9M, up 31% from $532.0M (2022-02-18 to 2022-03-02)
Mar 2, 2022 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@mpsloria.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: calexander@mpsloria.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: chennessy@mpsloria.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: colleen@mpsloria.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: courtney@mpsloria.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: dave@mpsloria.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: ed@mpsloria.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: jack@mpsloria.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: jenna@mpsloria.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: jill@mpsloria.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: kjansa@mpsloria.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: nicole@mpsloria.comreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $165Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026