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Registered advisor
J••••• D•••••• B•••••
Feed of 09/14/2026
At current firm
10 y
since Jul 18, 2016
In the industry
25 y
since Aug 13, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 18, 2016 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerAug 1, 2008 to Jul 29, 2016 · San Antonio, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMOct 31, 2007 to Dec 31, 2008 · San Antonio, Tx
- U••• F•••••••• P••••••• S••••••• formerJan 3, 2005 to Oct 31, 2007 · San Antonio, Tx
- P•••• S••••••••• L•• no RAUMAug 28, 2002 to Nov 22, 2004 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- U••• F•••••••• P••••••• S••••••• to L•• F•••••••• L••left Jul 29, 2016, registered Jul 18, 2016 (-11 days) · Other
- U••• I••••••••• S••••••• C•••••• to U••• F•••••••• P••••••• S•••••••left Dec 31, 2008, registered Aug 1, 2008 (-152 days) · corporate re-registration, not a move
- U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••left Oct 31, 2007, registered Oct 31, 2007 (0 days) · Other
- P•••• S••••••••• L•• to U••• F•••••••• P••••••• S•••••••left Nov 22, 2004, registered Jan 3, 2005 (42 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address