RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• C•• L••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 2, 2025 · Menlo Park, Ca
- B••••••• W••••• A••••••• formerJul 5, 2023 to Jul 9, 2025 · Menlo Park, Ca
- E•••••••• W••••• M••••••••• independent RIAFeb 4, 2020 to Jul 19, 2023 · Los Gatos, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 11, 2018 to Jan 31, 2020 · Campbell, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 7, 2017 to Sep 21, 2018 · Cupertion, Ca
- C•••••• S••••• • C••• I••• national BDJun 2, 2015 to Jun 6, 2017 · Bellevue, Wa
- B••••••• W••••• A••••••• to F•••• P••••••• W•••••• L••left Jul 9, 2025, registered Jul 2, 2025 (-7 days) · channel change inside one enterprise, not a move · moved with a team
- E•••••••• W••••• M••••••••• to B••••••• W••••• A•••••••left Jul 19, 2023, registered Jul 5, 2023 (-14 days) · RIA to RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to E•••••••• W••••• M•••••••••left Jan 31, 2020, registered Feb 4, 2020 (4 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• I••••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Sep 21, 2018, registered Oct 11, 2018 (20 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to C••••• I••••••••• A••••••• L••left Jun 6, 2017, registered Jun 7, 2017 (1 days) · Other
- M••••• C•• L•• left E•••••••• W••••• M••••••••• for B••••••• W••••• A••••••• (registered 2023-07-05)Jul 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address