DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Bordeaux Wealth Advisors

Former SEC-registered adviserMenlo Park, CaliforniaCRD 287758SEC 801-110221websiteIAPD
Legal name Bordeaux Wealth Advisors LLC
Latest filing May 19, 2025
First filing on the tape Mar 17, 2017 · 47 filings
SEC status approved since Mar 1, 2017
RAUM
$5.6B
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
100%
$5.6B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
27 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$5.6B as of May 19, 2025
Mar 29, 2018$2.1B then
HNW client RAUM$5.6B as of May 19, 2025
Mar 29, 2018$2.0B then
State-registered IARs (5.B.3)27 as of May 19, 2025
Mar 29, 20189 then
Employees (5.A)34 as of May 19, 2025
Mar 29, 201810 then
Private funds: no history
RAUM +27% over the last fiscal year+11% a year over threeIARs 26 to 27
Practice profile
derived from the filing of May 19, 2025; every figure names its basis
RAUM per advisor
$209MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$16.7MderivedHNW RAUM over HNW clients
Average account
$16.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
84%derivedof RAUM
Institutional
0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
6.8derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+27%derivedbetween the last two annual amendments
Advisor growth, one year
+3.8%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Custody
$2.9B, 285 clientsreportedItem 9.A
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$5.6B100%
  • Charitable organizations$25.1M0.4%
Individual clients
n/areported
HNW clients
337reported
Pension plan clients
n/areported
Charitable clients
3reported
Accounts
340reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$2.9B for 285 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Michael Jon Ekoniak · Managing Partnercontrol
    since 01/2020 · owns less than 5%
  • Michael James Hering · Managing Directorcontrol
    since 10/2020 · owns less than 5%
  • Keith David Murdock · Managing Partnercontrol
    since 03/2017 · owns less than 5%
  • Carl Thomas Myers · Ceocontrol
    since 01/2021 · owns less than 5%
  • Thomas Philip Platt · Chief Compliance Officer & Chief Operating Officercontrol
    since 03/2024 · owns less than 5%
  • Carter Jon Snare · Managing Partnercontrol
    since 01/2019 · owns less than 5%
Entity owners
  • Focus Operating, LLC · Member (Manager)
    direct · owns 75% or more
  • Cd&R Ferdinand Co-Investor, L.P. · Partner
    indirect · owns 25% to 50% of Cd&R Ferdinand Holdings, L.P.
  • Cd&R Ferdinand Holdings, L.P. · Partner
    indirect · owns 50% to 75% of Ferdinand Ffp Ultimate Holdings, LP
  • Clayton, Dubilier & Rice Fund Xii, L.P. · Partner
    indirect · owns 50% to 75% of Cd&R Ferdinand Holdings, L.P.
  • Ferdinand Ffp Acquisition, LLC · Shareholder, Class A Common Stock
    indirect · owns 75% or more of Focus Financial Partners Inc.
  • Ferdinand Ffp Intermediate Holdings, LLC · Member
    indirect · owns 75% or more of Ferdinand Ffp Acquisition, LLC
  • Ferdinand Ffp Parent, Inc. · Member
    indirect · owns 75% or more of Ferdinand Ffp Intermediate Holdings, LLC
  • Ferdinand Ffp Ultimate Holdings, LP · Shareholder
    indirect · owns 75% or more of Ferdinand Ffp Parent, Inc.
  • Ferdinand Ffp Ultimate Holdings, LP · Shareholder, Class B Common Stock
    indirect · owns 75% or more of Focus Financial Partners Inc.
  • Focus Financial Partners Inc. · Member
    indirect · owns 75% or more of Focus Financial Partners, LLC
  • Focus Financial Partners, LLC · Member
    indirect · owns 75% or more of Focus Operating, LLC
Related persons
Schedule D 7.A
Advisers that list Bordeaux Wealth Advisors as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Bellevue, Wa000
Menlo Park, Ca · principal000
Offices
Schedule D 1.F, the 25 largest
  • Kirkland, WA8 employees
  • , 1 employees
What changed
consecutive filings, newest first
  • Financial planning clients · 101-250 to 101-250
    Apr 4, 2025 to May 19, 2025
  • Accounts · 247 to 340
    Feb 1, 2025 to Apr 4, 2025
  • Advisory employees · 26 to 27
    Feb 1, 2025 to Apr 4, 2025
  • HNW clients · 244 to 337
    Feb 1, 2025 to Apr 4, 2025
  • Assets in custody · $2.1B to $2.9B
    Feb 1, 2025 to Apr 4, 2025
  • Employees · 35 to 34
    Feb 1, 2025 to Apr 4, 2025
  • State-registered IARs · 26 to 27
    Feb 1, 2025 to Apr 4, 2025
  • Discretionary RAUM · $3.7B to $4.7B
    Feb 1, 2025 to Apr 4, 2025
  • HNW RAUM · $4.4B to $5.6B
    Feb 1, 2025 to Apr 4, 2025
  • Non-discretionary RAUM · $757M to $930M
    Feb 1, 2025 to Apr 4, 2025
  • RAUM · $4.4B to $5.6B
    Feb 1, 2025 to Apr 4, 2025
  • Related insurance company · false to true
    Feb 1, 2025 to Apr 4, 2025
  • Accounts · 221 to 247
    Jan 5, 2024 to Mar 19, 2024
  • Advisory employees · 22 to 26
    Jan 5, 2024 to Mar 19, 2024
  • HNW clients · 218 to 244
    Jan 5, 2024 to Mar 19, 2024
  • Assets in custody · $1.6B to $2.1B
    Jan 5, 2024 to Mar 19, 2024
  • Employees · 31 to 35
    Jan 5, 2024 to Mar 19, 2024
  • State-registered IARs · 22 to 26
    Jan 5, 2024 to Mar 19, 2024
  • Other offices · 2 to 3
    Jan 5, 2024 to Mar 19, 2024
  • Discretionary RAUM · $3.3B to $3.7B
    Jan 5, 2024 to Mar 19, 2024
  • HNW RAUM · $4.0B to $4.4B
    Jan 5, 2024 to Mar 19, 2024
  • Non-discretionary RAUM · $694M to $757M
    Jan 5, 2024 to Mar 19, 2024
  • RAUM · $4.0B to $4.4B
    Jan 5, 2024 to Mar 19, 2024
  • Accounts · 191 to 221
    Nov 3, 2022 to Mar 28, 2023
  • Advisory employees · 20 to 22
    Nov 3, 2022 to Mar 28, 2023
  • HNW clients · 188 to 218
    Nov 3, 2022 to Mar 28, 2023
  • Assets in custody · $1.8B to $1.6B
    Nov 3, 2022 to Mar 28, 2023
  • Employees · 24 to 31
    Nov 3, 2022 to Mar 28, 2023
  • State-registered IARs · 20 to 22
    Nov 3, 2022 to Mar 28, 2023
  • Other offices · 1 to 2
    Nov 3, 2022 to Mar 28, 2023
  • Discretionary RAUM · $3.4B to $3.3B
    Nov 3, 2022 to Mar 28, 2023
  • HNW RAUM · $4.1B to $4.0B
    Nov 3, 2022 to Mar 28, 2023
  • Non-discretionary RAUM · $737M to $694M
    Nov 3, 2022 to Mar 28, 2023
  • RAUM · $4.1B to $4.0B
    Nov 3, 2022 to Mar 28, 2023
  • Accounts · 159 to 191
    Apr 8, 2021 to Mar 21, 2022
  • Advisory employees · 18 to 20
    Apr 8, 2021 to Mar 21, 2022
  • HNW clients · 156 to 188
    Apr 8, 2021 to Mar 21, 2022
  • Assets in custody · $1.4B to $1.8B
    Apr 8, 2021 to Mar 21, 2022
  • Employees · 22 to 24
    Apr 8, 2021 to Mar 21, 2022
  • State-registered IARs · 18 to 20
    Apr 8, 2021 to Mar 21, 2022
Signals
17 dated events
  • Bordeaux Wealth Advisors no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $5.6B)
    Dec 20, 2025 · Left the SEC roster · derived
  • Bordeaux Wealth Advisors's advisors moved to Focus Partners Wealth, LLC (Menlo Park, CA): 12 of 21 registered, on the same day
    Oct 3, 2025 · Firm absorbed (people side) · derived
  • Jave Darrick Ragan left Bordeaux Wealth Advisors for Composition Wealth, Llc (registered 2025-04-23)
    Apr 8, 2025 · Advisor changed firm · fact
  • Bordeaux Wealth Advisors reported RAUM $5.6B, up 27% from $4.4B (2025-02-01 to 2025-04-04)
    Apr 4, 2025 · RAUM change · derived
  • Phaby Utomo left Bordeaux Wealth Advisors for J.P. Morgan Securities Llc (registered 2024-12-20)
    Nov 25, 2024 · Advisor changed firm · fact
  • Sean Van Der Wal left Bordeaux Wealth Advisors for Mariner (registered 2024-09-11)
    Sep 6, 2024 · Advisor changed firm · fact
  • Lane Patrick Hustead left Bordeaux Wealth Advisors for Corient (registered 2024-07-16)
    May 3, 2024 · Advisor changed firm · fact
  • Brian Russell Vowinkel left Bordeaux Wealth Advisors for Berntson Porter Wealth Management, Llc (registered 2024-06-25)
    Apr 9, 2024 · Advisor changed firm · fact
  • Thomas Philip Platt (Chief Compliance Officer & Chief Operating Officer) appeared on Schedule A of Bordeaux Wealth Advisors
    Mar 19, 2024 · Control person joined · fact
  • David Matthew Hobbs left Bordeaux Wealth Advisors for Corient (registered 2024-03-25)
    Mar 4, 2024 · Advisor changed firm · fact
  • Darren Bado left Bordeaux Wealth Advisors for Ameriprise Financial Services, Llc (registered 2024-01-18)
    Jan 12, 2024 · Advisor changed firm · fact
  • Bordeaux Wealth Advisors reported RAUM $3.5B, up 40% from $2.5B (2020-11-05 to 2021-03-16)
    Mar 16, 2021 · RAUM change · derived
  • Michael James Hering (Chief Operating Officer) appeared on Schedule A of Bordeaux Wealth Advisors
    Mar 16, 2021 · Control person joined · fact
  • Michael Jon Ekoniak (Managing Partner) appeared on Schedule A of Bordeaux Wealth Advisors
    Jan 7, 2020 · Control person joined · fact
  • Carter Jon Snare (Managing Partner) appeared on Schedule A of Bordeaux Wealth Advisors
    Jan 7, 2020 · Control person joined · fact
  • Bordeaux Wealth Advisors filed its initial SEC registration (Form ADV)
    Mar 17, 2017 · First SEC registration · fact
  • Bordeaux Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Mar 17, 2017 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026