RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• D••• S•••••••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Jun 30, 2022 · Duluth, Ga
- T• A••••••••• I••• formerFeb 27, 2018 to Oct 7, 2021 · St. Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Oct 7, 2021 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerMar 17, 2016 to Feb 26, 2018 · Saint Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 11, 2012 to Jun 16, 2015 · The Woodlands, Tx
- T• A••••••••• I••• formerJun 11, 2012 to Jun 16, 2015 · The Woodlands, Tx
- C•••• I••••••••• S••••••• C•••• formerOct 28, 2009 to May 24, 2012 · Mckinney, Tx
- S•••••••• A••••••• L•• national BDAug 4, 2003 to Aug 13, 2009 · Houston, Tx
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Oct 7, 2021, registered Feb 27, 2018 (-1318 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to E•••••• F•••••••• E••••••left Oct 7, 2021, registered Jun 30, 2022 (266 days) · Other
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• I••••••••• M•••••••••left Jun 16, 2015, registered Mar 17, 2016 (275 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 16, 2015, registered Jun 11, 2012 (-1100 days) · channel change inside one enterprise, not a move
- C•••• I••••••••• S••••••• C•••• to T• A••••••••• I•••left May 24, 2012, registered Jun 11, 2012 (18 days) · Other
- S•••••••• A••••••• L•• to C•••• I••••••••• S••••••• C••••left Aug 13, 2009, registered Oct 28, 2009 (76 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address