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Registered advisor
N••••••• J•••• W••••••
Feed of 09/14/2026
Also filed as N••••••• J. W••••••
At current firm
0 y
since Nov 14, 2025
In the industry
24 y
since Sep 26, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••• F•••••••• A••••••• BD affiliated currentsince Nov 14, 2025 · Chicago, Il
- C••••••••• F•••••••• N•••••• national BDMar 2, 2012 to Nov 17, 2025 · Waltham, Ma
- S••••••• F•••••••• S•••••••• I••• formerDec 18, 2003 to Mar 6, 2012 · Bannockburn, Il
- N•• E•••••• S••••••••• C••••••••• formerNov 7, 2001 to Dec 3, 2003 · Northbrook, Il
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to M•••• F•••••••• A•••••••left Nov 17, 2025, registered Nov 14, 2025 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S••••••• F•••••••• S•••••••• I••• to C••••••••• F•••••••• N••••••left Mar 6, 2012, registered Mar 2, 2012 (-4 days) · Other
- N•• E•••••• S••••••••• C••••••••• to S••••••• F•••••••• S•••••••• I•••left Dec 3, 2003, registered Dec 18, 2003 (15 days) · Other
Signals
- N••••••• J•••• W•••••• left C••••••••• F•••••••• N•••••• for M•••• F•••••••• A••••••• (registered 2025-11-14)Nov 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address