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Feed of 09/14/2026
Also filed as David Anthony Torres
At current firm
3 y
since Sep 5, 2023
In the industry
22 y
since Jun 1, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 5, 2023 · Harrisburg, Nc
- E•••••• C•••••• M••••••••• L•• formerJun 9, 2021 to Sep 5, 2023 · Arlington, Va
- A••••• A•• P••••••• S••••••• BD affiliatedAug 10, 2007 to Nov 13, 2020 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to E•••••• C•••••• M••••••••• L••left Nov 13, 2020, registered Jun 9, 2021 (208 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address