RIA Intelligence

• C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager current
  since Sep 6, 2013 · Tampa, Fl
• B••• A•••••••• L•• former
  Aug 18, 2005 to May 1, 2010 · Baton Rouge, La
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  May 21, 2004 to Aug 19, 2005 · Charlotte, Nc
• B•••• D••••••••• L•• unclassified
  Jan 1, 2003 to May 21, 2004 · Charlotte, Nc
• S••••••• BD affiliated
  May 17, 2002 to Jan 1, 2003 · Charlotte , Nc

• B••• A•••••••• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••
  left May 1, 2010, registered Sep 6, 2013 (1224 days) · corporate re-registration, not a move
• B••• O• A•••••• I••••••••• S•••••••• I••• to B••• A•••••••• L••
  left Aug 19, 2005, registered Aug 18, 2005 (-1 days) · Other
• B•••• D••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••
  left May 21, 2004, registered May 21, 2004 (0 days) · Other
• S••••••• to B•••• D••••••••• L••
  left Jan 1, 2003, registered Jan 1, 2003 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Asset manager (funds and pooled vehicles)derived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address