W••••• D•••• O••••••

• K••••• P•••••• W••••• S•••••••• L•• BD affiliated current
  since May 5, 2022 · Greenville, Sc
• W•••• F•••• A••••••• wirehouse
  Sep 23, 2008 to May 11, 2022 · Simpsonville, Sc
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Feb 12, 2004 to Sep 22, 2008 · Greenville, Sc

• W•••• F•••• A••••••• to K••••• P•••••• W••••• S•••••••• L••
  left May 11, 2022, registered May 5, 2022 (-6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
  left Sep 22, 2008, registered Sep 23, 2008 (1 days) · Other

• ••• Locked
  May 11, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address