DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James David Vanke
Feed of 09/15/2026
At current firm
10 y
since Apr 15, 2016
In the industry
23 y
since Mar 3, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- World Investment Advisors, LLC other currentsince Apr 15, 2016 · Atlanta, Ga
- Independent Financial Partners BD affiliatedMay 7, 2014 to Jul 9, 2015 · Dunwoody, Ga
- Commonwealth Financial Network national BDSep 23, 2011 to May 1, 2014 · Alpharetta, Ga
- International Management Associates, LLC unclassifiedJul 23, 2003 to Feb 10, 2005 · Atlanta, Ga
- Ameriprise Financial Services, LLC national BDMar 3, 2003 to Apr 17, 2003 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Partners to World Investment Advisors, LLCleft Jul 9, 2015, registered Apr 15, 2016 (281 days) · Other · moved with a team
- Commonwealth Financial Network to Independent Financial Partnersleft May 1, 2014, registered May 7, 2014 (6 days) · Other
- International Management Associates, LLC to Commonwealth Financial Networkleft Feb 10, 2005, registered Sep 23, 2011 (2416 days) · Other
- Ameriprise Financial Services, LLC to International Management Associates, LLCleft Apr 17, 2003, registered Jul 23, 2003 (97 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address