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Registered advisor
S•••••• A•• C•••••••••
Feed of 09/14/2026
Also filed as S•••••• Amy Pouliot
At current firm
9 y
since Oct 17, 2016
In the industry
21 y
since Aug 12, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 17, 2016 · Boston, Ma
- C••••••••• F•••••••• N•••••• national BDJul 6, 2015 to Sep 21, 2016 · Newport Beach, Ca
- M••••• S•••••• wirehouseFeb 9, 2012 to Apr 24, 2015 · Boston, Ma
- O•••••• S••••••• A••••••• C••• formerAug 12, 2005 to Aug 2, 2006 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to M••••• S••••••left Sep 21, 2016, registered Oct 17, 2016 (26 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to C••••••••• F•••••••• N••••••left Apr 24, 2015, registered Jul 6, 2015 (73 days) · Wirehouse to affiliated broker-dealer or bank
- O•••••• S••••••• A••••••• C••• to M••••• S••••••left Aug 2, 2006, registered Feb 9, 2012 (2017 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address