RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Jan 7, 2026 · Fernandina Beach, Fl
- L•••••••• P•••••• I••••••••• A••••••• G•••• formerJan 28, 2014 to Dec 1, 2015 · Columbus, Oh
- M••••• S•••••• wirehouseMay 18, 2012 to Aug 21, 2013 · Columbus, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 23, 2009 to May 18, 2012 · Columbus, Oh
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 24, 2009 · Columbus, Oh
- M••••• S•••••• • C•• L•• unclassifiedDec 10, 2008 to Jun 1, 2009 · Columbus, Oh
- L•••••••• P•••••• I••••••••• A••••••• G•••• to C•••••••left Dec 1, 2015, registered Jan 7, 2026 (3690 days) · Other
- M••••• S•••••• to L•••••••• P•••••• I••••••••• A••••••• G••••left Aug 21, 2013, registered Jan 28, 2014 (160 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left May 18, 2012, registered May 18, 2012 (0 days) · Wirehouse to wirehouse
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 24, 2009, registered Nov 23, 2009 (-1 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address