RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••• K••• P•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 23, 2026 · Saint Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jul 17, 2023 · Ofallon, Il
- W•••• F•••• A••••••• wirehouseApr 27, 2009 to Jul 17, 2023 · St. Louis, Mo
- M••••• K••••• • C••••••• L•• formerSep 24, 2007 to Oct 9, 2008 · Shreveport, La
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Jul 17, 2023, registered Jul 17, 2023 (0 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• K••••• • C••••••• L•• to W•••• F•••• A•••••••left Oct 9, 2008, registered Apr 27, 2009 (200 days) · Other
- W•••• K••• P••••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2023-07-17)Jul 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address