DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Molly Ambrosino
Feed of 09/14/2026
Also filed as Molly Ann Ambrosino
At current firm
7 y
since Apr 2, 2019
In the industry
24 y
since Jan 9, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Apr 2, 2019 · St Petersburg, Fl
- Invest Financial Corporation formerJan 3, 2017 to Mar 19, 2018 · Appleton, Wi
- Lasalle St. Investment Advisors, L.L.C. BD affiliatedOct 7, 2015 to Oct 6, 2016 · Elmhurst, Il
- Regal Advisory Services, Inc. independent RIADec 2, 2014 to Sep 9, 2015 · Glenview, Il
- Brokersxpress LLC formerAug 15, 2011 to Dec 3, 2012 · Chicago, Il
- Wintrust Investments formerJun 20, 2011 to Aug 9, 2011 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Invest Financial Corporation to Raymond James Financial Services Advisors, Incleft Mar 19, 2018, registered Apr 2, 2019 (379 days) · Other
- Lasalle St. Investment Advisors, L.L.C. to Invest Financial Corporationleft Oct 6, 2016, registered Jan 3, 2017 (89 days) · Other
- Regal Advisory Services, Inc. to Lasalle St. Investment Advisors, L.L.C.left Sep 9, 2015, registered Oct 7, 2015 (28 days) · Other
- Brokersxpress LLC to Regal Advisory Services, Inc.left Dec 3, 2012, registered Dec 2, 2014 (729 days) · Other
- Wintrust Investments to Brokersxpress LLCleft Aug 9, 2011, registered Aug 15, 2011 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address