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Registered advisor
J••• W•••••
Feed of 09/14/2026
Also filed as J•••Rey Allen W•••••
At current firm
0 y
since Jun 2, 2026
In the industry
24 y
since Mar 2, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 2, 2026 · York, Pa
- M••••• S•••••• wirehouseOct 9, 2025 to Jun 2, 2026 · York, Pa
- L•• F•••••••• L•• BD affiliatedJun 9, 2021 to Oct 16, 2025 · Lemoyne, Pa
- M•• S••••••••• I••• unclassifiedAug 5, 2016 to Jun 9, 2021 · York, Pa
- P•• W••••• M••••••••• BD affiliatedMay 6, 2013 to Jul 27, 2016 · Mechanicsburg, Pa
- P•• W••••• M••••••••• BD affiliatedNov 17, 2005 to Jul 5, 2012 · Mechanicsburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to C••••• I••••••••• A••••••• L••left Jun 2, 2026, registered Jun 2, 2026 (0 days) · Wirehouse to affiliated broker-dealer or bank
- L•• F•••••••• L•• to M••••• S••••••left Oct 16, 2025, registered Oct 9, 2025 (-7 days) · Affiliated broker-dealer or bank to wirehouse
- M•• S••••••••• I••• to L•• F•••••••• L••left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to M•• S••••••••• I•••left Jul 27, 2016, registered Aug 5, 2016 (9 days) · Other
Signals
- J••• W••••• left M••••• S•••••• for C••••• I••••••••• A••••••• L•• (registered 2026-06-02)Jun 2, 2026 · Advisor changed firm · fact
- J••• W••••• left L•• F•••••••• L•• for M••••• S•••••• (registered 2025-10-09)Oct 16, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address