D••••• A•••• V••••••

S•••••• W••••• P•••••••• L••BD affiliatedFremont, Oh dual registrantIAPD 4457307

Feed of 09/15/2026

Also filed as D••••• A• V••••••

At current firm

8 y

since Nov 5, 2017

In the industry

24 y

since Jan 8, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Dec 4, 2024 · Avon, Oh
S•••••• W••••• P•••••••• L•• BD affiliated current
since Nov 5, 2017 · Avon, Oh
J••• M••••• S••••••••• L•• wirehouse
Jan 22, 2015 to Nov 15, 2017 · Kent, Oh
C•••••• S••••• • C••• I••• national BD
Oct 22, 2012 to Feb 3, 2015 · Westlake, Oh
E••••• J•••• national BD
Apr 29, 2010 to Oct 2, 2012 · Cleveland, Oh
T• A••••••••• I••••••••• M••••••••• L•• former
Apr 14, 2008 to May 11, 2010 · Woodmere, Oh
T• A••••••••• I••• former
Apr 14, 2008 to May 11, 2010 · Orange Village, Oh
C•••• I••••••••• S••••••• C•••• former
Oct 25, 2006 to Apr 2, 2008 · Lorain, Oh
C••••••• S••••••••• I••• BD affiliated
Sep 27, 2006 to Oct 13, 2006 · Cleveland, Oh
W•••••• • R••• former
Jan 8, 2002 to Oct 15, 2003 · Beachwood, Oh

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to S•••••• W••••• P•••••••• L••
left Nov 15, 2017, registered Nov 5, 2017 (-10 days) · Other
C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Feb 3, 2015, registered Jan 22, 2015 (-12 days) · Affiliated broker-dealer or bank to wirehouse
E••••• J•••• to C•••••• S••••• • C••• I•••
left Oct 2, 2012, registered Oct 22, 2012 (20 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left May 11, 2010, registered Apr 14, 2008 (-757 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left May 11, 2010, registered Apr 14, 2008 (-757 days) · Other
C•••• I••••••••• S••••••• C•••• to T• A••••••••• I•••
left Apr 2, 2008, registered Apr 14, 2008 (12 days) · Other
C••••••• S••••••••• I••• to C•••• I••••••••• S••••••• C••••
left Oct 13, 2006, registered Oct 25, 2006 (12 days) · Other
W•••••• • R••• to C••••••• S••••••••• I•••
left Oct 15, 2003, registered Sep 27, 2006 (1078 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address