RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- D••• D•••• W••••• L•• state registered currentsince Jul 1, 2026 · Edmond, Ok
- L•• F•••••••• L•• BD affiliatedOct 31, 2019 to Jul 14, 2026 · Edmond, Ok
- P••••••• C•••••• A•••••••• I••• formerFeb 16, 2016 to Nov 1, 2019 · Oklahoma City, Ok
- E••••• J•••• national BDMar 28, 2014 to Feb 17, 2016 · Mustang, Ok
- P•••• S••••••••• L•• no RAUMOct 5, 2012 to Jan 8, 2014 · Oklahoma City, Ok
- M•• F•••••••• S•••••••• I••• BD affiliatedMay 26, 2011 to Sep 6, 2012 · Oklahoma City, Ok
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 14, 2010 to Feb 9, 2011 · Oklahoma City, Ok
- A••••• W••••• M••••••••• independent RIAMar 15, 2007 to Feb 22, 2010 · Oklahoma City, Ok
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 24, 2004 to Jul 27, 2005 · Oklahoma City, Ok
- L•• F•••••••• L•• to D••• D•••• W••••• L••left Jul 14, 2026, registered Jul 1, 2026 (-13 days) · Affiliated broker-dealer or bank to a state-registered adviser
- P••••••• C•••••• A•••••••• I••• to L•• F•••••••• L••left Nov 1, 2019, registered Oct 31, 2019 (-1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- E••••• J•••• to P••••••• C•••••• A•••••••• I•••left Feb 17, 2016, registered Feb 16, 2016 (-1 days) · Other
- P•••• S••••••••• L•• to E••••• J••••left Jan 8, 2014, registered Mar 28, 2014 (79 days) · Other
- M•• F•••••••• S•••••••• I••• to P•••• S••••••••• L••left Sep 6, 2012, registered Oct 5, 2012 (29 days) · Other
- M•• I•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Feb 9, 2011, registered May 26, 2011 (106 days) · Other
- A••••• W••••• M••••••••• to M•• I•••••••• S•••••••• L••left Feb 22, 2010, registered May 14, 2010 (81 days) · Other
- M•• I•••••••• S•••••••• L•• to A••••• W••••• M•••••••••left Jul 27, 2005, registered Mar 15, 2007 (596 days) · Other
- S••••• V• D••• left L•• F•••••••• L•• for D••• D•••• W••••• L•• (registered 2026-07-01)Jul 14, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address