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Registered advisor
J••••• S•••• M••••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Joe M••••••••
At current firm
4 y
since Oct 8, 2021
In the industry
24 y
since Oct 12, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• W••••• P••••••• independent RIA currentsince Oct 8, 2021 · Dublin, Oh
- E•••• S••••••••• L•• BD affiliatedJun 30, 2009 to Dec 24, 2009 · Dublin, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedAug 4, 2006 to Mar 23, 2007 · Columbus, Oh
- E•••••••• A•••••••• L•• national BDOct 10, 2003 to Aug 2, 2006 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- E•••• S••••••••• L•• to C••••••• W••••• P•••••••left Dec 24, 2009, registered Oct 8, 2021 (4306 days) · Other
- K•• I••••••••• S••••••• L•• to E•••• S••••••••• L••left Mar 23, 2007, registered Jun 30, 2009 (830 days) · Other
- E•••••••• A•••••••• L•• to K•• I••••••••• S••••••• L••left Aug 2, 2006, registered Aug 4, 2006 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address