RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• L•• G•••••
- N•• Y••• L••• I••••••••• M••••••••• L•• asset manager currentsince Oct 28, 2021 · New Y•••, Ny
- B•• M••••• S••••••••• C••••••••• otherAug 31, 2006 to Jun 22, 2017 · New Y•••, Ny
- L•••• A••••• • C•• L•• asset managerJul 25, 2002 to Jun 15, 2006 · Jersey City, Nj
- B•• M••••• S••••••••• C••••••••• to N•• Y••• L••• I••••••••• M••••••••• L••left Jun 22, 2017, registered Oct 28, 2021 (1589 days) · Other
- L•••• A••••• • C•• L•• to B•• M••••• S••••••••• C•••••••••left Jun 15, 2006, registered Aug 31, 2006 (77 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address