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Registered advisor
M•••••• L••••• B••••
Feed of 09/15/2026
Also filed as Matt Broch
At current firm
1 y
since Jun 2, 2025
In the industry
24 y
since Jun 6, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jun 2, 2025 · Athens, Il
- W•••• F•••• A••••••• wirehouseSep 30, 2011 to Jun 9, 2025 · Springfield, Il
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 17, 2011 · Springfield, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 3, 2007 to Jun 1, 2009 · Springfield, Il
- A• G• E•••••• • S•••• I••• unclassifiedSep 30, 2002 to Aug 8, 2007 · Lincoln, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Jun 9, 2025, registered Jun 2, 2025 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left Oct 17, 2011, registered Sep 30, 2011 (-17 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- A• G• E•••••• • S•••• I••• to C•••••••• G••••• M•••••• I•••left Aug 8, 2007, registered Aug 3, 2007 (-5 days) · Other
Signals
- M•••••• L••••• B•••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2025-06-02)Jun 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address