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Registered advisor
J•••• M• K•••••
Feed of 09/14/2026
Also filed as J•••• Michael K•••••
At current firm
3 y
since Sep 5, 2023
In the industry
21 y
since Jan 1, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 5, 2023 · Greenville, Sc
- W•••• F•••• A••••••• wirehouseAug 5, 2022 to Aug 15, 2023 · Greenville, Sc
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 25, 2019 to Aug 2, 2022 · Easley, Sc
- U•• F•••••••• S••••••• I••• wirehouseApr 2, 2018 to Sep 7, 2018 · Greenville, Sc
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 13, 2016 to Mar 2, 2018 · Greenville, Sc
- S••••••• I••••••••• S•••••••• I••• formerJul 3, 2007 to Dec 31, 2016 · Greenville, Sc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Aug 15, 2023, registered Sep 5, 2023 (21 days) · Wirehouse to affiliated broker-dealer or bank
- T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••left Aug 2, 2022, registered Aug 5, 2022 (3 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to T••••• A••••••• S•••••••• I•••left Sep 7, 2018, registered Feb 25, 2019 (171 days) · Wirehouse to affiliated broker-dealer or bank
- T••••• A••••••• S•••••••• I••• to U•• F•••••••• S••••••• I•••left Mar 2, 2018, registered Apr 2, 2018 (31 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 13, 2016 (-109 days) · corporate re-registration, not a move
Signals
- J•••• M• K••••• left W•••• F•••• A••••••• for T••••• A••••••• S•••••••• I••• (registered 2023-09-05)Aug 15, 2023 · Advisor changed firm · fact
- J•••• M• K••••• left T••••• A••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2022-08-05)Aug 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address