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Registered advisor
M•••• B••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
0 y
since Mar 20, 2026
In the industry
23 y
since Aug 14, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 20, 2026 · Bethesda, Md
- W•••• F•••• A••••••• wirehouseMar 10, 2006 to Mar 20, 2026 · Bethesda, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Apr 5, 2006 · New York, Ny
- L••• M•••• W••• W•••••• I••••••••• unclassifiedSep 3, 2003 to Feb 21, 2006 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 20, 2026, registered Mar 20, 2026 (0 days) · channel change inside one enterprise, not a move · moved with a team
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Apr 5, 2006, registered Mar 10, 2006 (-26 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address