DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• J••• M••••••

C••••••••• I••••••••• A•••••••• L••independent RIAHigh Point, Nc dual registrantIAPD 4465020

Feed of 09/15/2026

Also filed as A.J. Montesa

At current firm

0 y

since Apr 6, 2026

In the industry

24 y

since Nov 15, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• I••••••••• A•••••••• L•• independent RIA current
since Apr 6, 2026 · High Point, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 17, 2014 to Apr 4, 2026 · Winston Salem, Nc
W•••• F•••• A••••••• wirehouse
Aug 25, 2009 to Nov 18, 2014 · Winston Salem, Nc
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 16, 2003 to May 15, 2006 · Grand Rapids, Mi

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• I••••••••• A•••••••• L••
left Apr 4, 2026, registered Apr 6, 2026 (2 days) · Wirehouse to independent RIA
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 18, 2014, registered Nov 17, 2014 (-1 days) · Wirehouse to wirehouse
A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left May 15, 2006, registered Aug 25, 2009 (1198 days) · Affiliated broker-dealer or bank to wirehouse

Signals

A••••• J••• M•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••••••••• I••••••••• A•••••••• L•• (registered 2026-04-06)
Apr 4, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address