DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• W••••• M••••••••• L••
Latest filing Jan 28, 2026
First filing on the tape Feb 3, 2020 · 15 filings
SEC status approved since Mar 5, 2020
RAUM
$156M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$152M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$52.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$156M as of Jan 28, 2026
Feb 5, 2021$159M then
HNW client RAUM$134M as of Jan 28, 2026
Feb 5, 2021$128M then
State-registered IARs (5.B.3)3 as of Jan 28, 2026
Feb 5, 20212 then
Employees (5.A)3 as of Jan 28, 2026
Feb 5, 20212 then
Private funds: no history
RAUM +13% over the last fiscal year+19% a year over threeIARs 3 to 3offices 4 to 5
Practice profile
derived from the filing of Jan 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $52.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $335,755derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +68%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $26.5M, 97 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$134M86%
- Individuals$18.1M12%
- Pension and profit-sharing plans$3.8M2.4%
- Individual clients
- 141reported
- HNW clients
- 67reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 465reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $26.5M for 97 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• T••••• G••••••Certified Financial Planner | Nashua, Nh | Nov 16, 2015 | 24 y | 5 |
| S••••• G••••• S••••••••• | Nashua, Nh | Dec 8, 2021 | 16 y | 0 |
| N••• G••••••• | Melrose, Ma | Nov 2, 2022 | 14 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D•••• C••••••••• D•••••••• to A••• W••••• M••••••••• L••Mar 9, 2022 · RIA to a newly registered adviser
Joined, latest
- N••• G••••••• from P•••••••• A•••••••Nov 2, 2022 · Affiliated broker-dealer or bank to independent RIA
- D•••• C••••••••• D•••••••• from S•••••••• A••••••• L••Nov 16, 2015 · Affiliated broker-dealer or bank to independent RIA
- J••• T••••• G•••••• from F••••••• P••••••• T•••• C••••••• F••Nov 16, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• J•••• T••••• · Managing Principal, Chief Investment Officer, Chief Compliance Officercontrolsince 10/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Nashua, Nh · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- client count surgeChange between filings · filing Jan 28, 2026individual and HNW clients (Item 5.D) moved from 124.0 to 208.0 (+68.0%) between the annual amendments of 2025-02-14 and 2026-01-28; the peer median change was +3.0% (3309 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 98% percentile
- custody status changedChange between filings · filing Jan 28, 2026custody of client assets (Item 9.A): no on the filing of 2025-12-23, yes on the filing of 2026-01-28peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 451 to 465Dec 23, 2025 to Jan 28, 2026
- HNW clients · 45 to 67Dec 23, 2025 to Jan 28, 2026
- Individual clients · 79 to 141Dec 23, 2025 to Jan 28, 2026
- Assets in custody · unset to 26500000.0Dec 23, 2025 to Jan 28, 2026
- Custody of client assets · false to trueDec 23, 2025 to Jan 28, 2026
- Discretionary RAUM · $134M to $152MDec 23, 2025 to Jan 28, 2026
- HNW RAUM · $101M to $134MDec 23, 2025 to Jan 28, 2026
- Individual RAUM · $30.8M to $18.1MDec 23, 2025 to Jan 28, 2026
- Non-discretionary RAUM · $4.2M to $3.8MDec 23, 2025 to Jan 28, 2026
- Pension RAUM · $5.7M to $3.8MDec 23, 2025 to Jan 28, 2026
- RAUM · $138M to $156MDec 23, 2025 to Jan 28, 2026
- Other offices · 4 to 5Nov 11, 2025 to Dec 23, 2025
- Accounts · 484 to 451Mar 15, 2024 to Feb 14, 2025
- HNW clients · 33 to 45Mar 15, 2024 to Feb 14, 2025
- Individual clients · 114 to 79Mar 15, 2024 to Feb 14, 2025
- Financial planning clients · 26-50 to 26-50Mar 15, 2024 to Feb 14, 2025
- Other offices · 0 to 4Mar 15, 2024 to Feb 14, 2025
- Discretionary RAUM · $119M to $134MMar 15, 2024 to Feb 14, 2025
- HNW RAUM · $88.3M to $101MMar 15, 2024 to Feb 14, 2025
- Individual RAUM · $29.4M to $30.8MMar 15, 2024 to Feb 14, 2025
- Non-discretionary RAUM · $352,556 to $4.2MMar 15, 2024 to Feb 14, 2025
- Pension RAUM · $1.7M to $5.7MMar 15, 2024 to Feb 14, 2025
- RAUM · $120M to $138MMar 15, 2024 to Feb 14, 2025
- Accounts · 349 to 484Aug 15, 2023 to Mar 15, 2024
- Advisory activities · 3 to 4Aug 15, 2023 to Mar 15, 2024
- HNW clients · 35 to 33Aug 15, 2023 to Mar 15, 2024
- Individual clients · 83 to 114Aug 15, 2023 to Mar 15, 2024
- Discretionary RAUM · $93.3M to $119MAug 15, 2023 to Mar 15, 2024
- HNW RAUM · $78.5M to $88.3MAug 15, 2023 to Mar 15, 2024
- Individual RAUM · $13.9M to $29.4MAug 15, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $305,893 to $352,556Aug 15, 2023 to Mar 15, 2024
- Pension RAUM · $1.2M to $1.7MAug 15, 2023 to Mar 15, 2024
- RAUM · $93.6M to $120MAug 15, 2023 to Mar 15, 2024
- Accounts · 293 to 349Nov 2, 2022 to Mar 27, 2023
- Advisory employees · 2 to 3Nov 2, 2022 to Mar 27, 2023
- HNW clients · 31 to 35Nov 2, 2022 to Mar 27, 2023
- Individual clients · 60 to 83Nov 2, 2022 to Mar 27, 2023
- Employees · 2 to 3Nov 2, 2022 to Mar 27, 2023
- Financial planning clients · 51-100 to 26-50Nov 2, 2022 to Mar 27, 2023
- State-registered IARs · 2 to 3Nov 2, 2022 to Mar 27, 2023
Signals
3 dated events
- D•••• C••••••••• D•••••••• left P••• W••••• M••••••••• L•• for A••• W••••• M••••••••• L•• (registered 2021-11-10)Mar 9, 2022 · Advisor changed firm · fact
- Christopher Derek Deangelis (Managing Member And Chief Compliance Officer) no longer on Schedule A of P••• W••••• M••••••••• L•• (listed 2021-02-05, absent 2022-02-02)Feb 2, 2022 · Control person left · inference
- P••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 3, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 603-488-2483reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/peakwealthmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- P•••WEALTHNH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 603-488-2476reportedpublic record, Form ADV, Jan 28, 2026
- Contact form
- peakwealthnh.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026