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Registered advisor
P••••• A••••• B•••••
Feed of 09/14/2026
At current firm
11 y
since Jan 9, 2015
In the industry
15 y
since Dec 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jan 9, 2015 · Richmond, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 17, 2013 to Dec 23, 2014 · Glen Allen, Va
- T• A••••••••• I••• formerOct 4, 2013 to Dec 23, 2014 · Glen Allen, Va
- W•••• F•••• A••••••• wirehouseDec 2, 2010 to Oct 3, 2013 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••left Dec 23, 2014, registered Jan 9, 2015 (17 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 23, 2014, registered Oct 17, 2013 (-432 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to T• A••••••••• I•••left Oct 3, 2013, registered Oct 4, 2013 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address