DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Paul Nicholas Behnke

Independent Financial Group, LLCBD affiliatedOshkosh, Widual registrantIAPD 4470500

Feed of 09/14/2026

Also filed as Nick Behnke

At current firm

4 y

since Oct 8, 2021

In the industry

29 y

since Aug 1, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Independent Financial Group, LLC BD affiliated current
since Oct 8, 2021 · Oshkosh, Wi
Woodbury Financial Services, Inc. former
Sep 15, 2014 to Oct 5, 2021 · Oshkosh, Wi
Ausdal Financial Partners, Inc. independent RIA
Jul 18, 2012 to Sep 20, 2012 · Oshkosh, Wi
Landolt Securities, Inc. independent RIA
Apr 5, 2010 to Sep 25, 2014 · Oshkosh, Wi
M&I Financial Advisors, Inc. former
Nov 4, 2009 to Mar 30, 2010 · Oshkosh, Wi
U.S. Bancorp Investments, Inc. former
Aug 7, 2009 to Oct 30, 2009 · Fond Du Lac, Wi
M&I Financial Advisors, Inc. former
Nov 29, 2005 to Aug 6, 2009 · Oshkosh, Wi

Moves

a registration end followed by a registration begin elsewhere

Woodbury Financial Services, Inc. to Independent Financial Group, LLC
left Oct 5, 2021, registered Oct 8, 2021 (3 days) · Affiliated broker-dealer or bank to another
Landolt Securities, Inc. to Ausdal Financial Partners, Inc.
left Sep 25, 2014, registered Jul 18, 2012 (-799 days) · Other
Ausdal Financial Partners, Inc. to Woodbury Financial Services, Inc.
left Sep 20, 2012, registered Sep 15, 2014 (725 days) · Other
M&I Financial Advisors, Inc. to Landolt Securities, Inc.
left Mar 30, 2010, registered Apr 5, 2010 (6 days) · Other
U.S. Bancorp Investments, Inc. to M&I Financial Advisors, Inc.
left Oct 30, 2009, registered Nov 4, 2009 (5 days) · Other
M&I Financial Advisors, Inc. to U.S. Bancorp Investments, Inc.
left Aug 6, 2009, registered Aug 7, 2009 (1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address