RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R•••••• P•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 3, 2026 · Boynton Beach, Fl
- C••••••••• F•••••••• N•••••• national BDAug 1, 2016 to Feb 2, 2026 · Woburn, Ma
- M•••••• independent RIAJul 12, 2010 to Aug 1, 2016 · Overland Park,, Ks
- C••••••••• F•••••••• N•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 2, 2026, registered Feb 3, 2026 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• to C••••••••• F•••••••• N••••••left Aug 1, 2016, registered Aug 1, 2016 (0 days) · Other · moved with a team
- J••• R•••••• P••••• left C••••••••• F•••••••• N•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-02-03)Feb 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address