RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• E••••• E•••••••
- A••••••• A•••••• L•• state registered currentsince Aug 25, 2020 · Omaha, Ne
- S•••••• P•••••••• L•• independent RIAFeb 6, 2012 to Oct 21, 2020 · Omaha, Ne
- B••••••••• C•••••• M••••••••• L•• independent RIAOct 17, 2008 to Feb 4, 2012 · Omaha, Ne
- E•••••••• A•••••••• L•• national BDJan 1, 2002 to Jan 7, 2003 · Omaha, Ne
- S•••••• P•••••••• L•• to A••••••• A•••••• L••left Oct 21, 2020, registered Aug 25, 2020 (-57 days) · RIA to a state-registered adviser · moved with a team
- B••••••••• C•••••• M••••••••• L•• to S•••••• P•••••••• L••left Feb 4, 2012, registered Feb 6, 2012 (2 days) · Other
- E•••••••• A•••••••• L•• to B••••••••• C•••••• M••••••••• L••left Jan 7, 2003, registered Oct 17, 2008 (2110 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address