DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••• J••• D••••••••

A••••• A•• P••••••• S•••••••BD affiliatedEast Greenwich, Ri dual registrantIAPD 4475177

Feed of 09/14/2026

Also filed as Louis Delorenzo

At current firm

2 y

since May 29, 2024

In the industry

24 y

since Jan 7, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since May 29, 2024 · East Greenwich, Ri
C••••••• S••••••••• I••• BD affiliated
Jul 20, 2021 to May 14, 2024 · Johnston, Ri
S••••• W••••• A•••••••• I••• no RAUM
Apr 21, 2021 to Jul 17, 2021 · Chicago, Il
C•••••• S••••• • C••• I••• national BD
Mar 9, 2021 to Apr 21, 2021 · Chicago, Il
A••••• A•• P••••••• S••••••• BD affiliated
Nov 22, 2004 to Nov 13, 2020 · Philadelphia, Pa
C•••• I••••••••• S••••••• C•••• former
Feb 13, 2003 to Nov 10, 2004 · New York, Ny
C•••• I••••••••• S••••••• C•••• former
Apr 24, 2002 to Nov 26, 2002 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C••••••• S••••••••• I••• to A••••• A•• P••••••• S•••••••
left May 14, 2024, registered May 29, 2024 (15 days) · Affiliated broker-dealer or bank to another
S••••• W••••• A•••••••• I••• to C••••••• S••••••••• I•••
left Jul 17, 2021, registered Jul 20, 2021 (3 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Apr 21, 2021, registered Apr 21, 2021 (0 days) · channel change inside one enterprise, not a move
A••••• A•• P••••••• S••••••• to C•••••• S••••• • C••• I•••
left Nov 13, 2020, registered Mar 9, 2021 (116 days) · Affiliated broker-dealer or bank to another · moved with a team
C•••• I••••••••• S••••••• C•••• to A••••• A•• P••••••• S•••••••
left Nov 10, 2004, registered Nov 22, 2004 (12 days) · Other

Signals

L•••• J••• D•••••••• left C••••••• S••••••••• I••• for A••••• A•• P••••••• S••••••• (registered 2024-05-29)
May 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address