RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Feb 19, 2019 · Eagleville, Pa
- N••••••••• S••••••••• L•• no RAUMNov 5, 2008 to Oct 18, 2010 · Lansdale, Pa
- L••• M•••• W••• W•••••• I••••••••• unclassifiedFeb 5, 2003 to Dec 31, 2003 · Baltimore, Md
- N••••••••• S••••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Oct 18, 2010, registered Feb 19, 2019 (3046 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to N••••••••• S••••••••• L••left Dec 31, 2003, registered Nov 5, 2008 (1771 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address