M••• L••• K••••••••

• L•• F•••••••• L•• BD affiliated current
  since Feb 5, 2019 · Centerville, Ga
• I••••••••• F•••••••• P••••••• BD affiliated
  Nov 29, 2011 to Jan 30, 2019 · Centerville, Ga
• E••••• J•••• national BD
  Aug 3, 2009 to Nov 22, 2011 · Warner Robins, Ga

• I••••••••• F•••••••• P••••••• to L•• F•••••••• L••
  left Jan 30, 2019, registered Feb 5, 2019 (6 days) · Affiliated broker-dealer or bank to independent RIA
• E••••• J•••• to I••••••••• F•••••••• P•••••••
  left Nov 22, 2011, registered Nov 29, 2011 (7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address