RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• B••••••••
- Title
- CLIENT RELATIONSHIP MANAGERreportedonepointbfg.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- O••••••• B•• W••••• P••••••• independent RIA currentsince Jul 15, 2022 · Parsippany, Nj
- P•••••• A•••••• G••••• L•• BD affiliatedMay 18, 2020 to Jul 21, 2022 · Morristown, Nj
- R••••••••• A••••••• L•• formerMay 9, 2019 to Jan 22, 2020 · Red Bank, Nj
- P•••••• A•••••• G••••• L•• BD affiliatedJun 12, 2015 to Feb 5, 2019 · Fairfield, Nj
- M••••• S•••••• D• I••• unclassifiedJun 17, 2002 to Mar 21, 2003 · Fairfield, Nj
- P•••••• A•••••• G••••• L•• to O••••••• B•• W••••• P•••••••left Jul 21, 2022, registered Jul 15, 2022 (-6 days) · corporate re-registration, not a move
- R••••••••• A••••••• L•• to P•••••• A•••••• G••••• L••left Jan 22, 2020, registered May 18, 2020 (117 days) · RIA to RIA
- P•••••• A•••••• G••••• L•• to R••••••••• A••••••• L••left Feb 5, 2019, registered May 9, 2019 (93 days) · RIA to RIA
- M••••• S•••••• D• I••• to P•••••• A•••••• G••••• L••left Mar 21, 2003, registered Jun 12, 2015 (4466 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address