RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• K•••• M•••••
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Apr 22, 2013 · Edmond, Ok
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 1, 2009 to Apr 11, 2013 · Oklahoma City, Ok
- C••••• I••••••••• S••••••• L•• formerOct 1, 2008 to Sep 30, 2009 · Oklahoma City, Ok
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 25, 2004 to Oct 2, 2008 · Oklahoma City, Ok
- B••• O•• S••••••••• C••••••••• unclassifiedAug 25, 2003 to May 4, 2004 · Oklahoma City, Ok
- M••••• S•••••• D• I••• unclassifiedAug 22, 2002 to Jun 23, 2003 · Oklahoma Cty, Ok
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to I••••••••• F•••••••• G••••• L••left Apr 11, 2013, registered Apr 22, 2013 (11 days) · Other
- C••••• I••••••••• S••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 30, 2009, registered Oct 1, 2009 (1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• S••••••• L••left Oct 2, 2008, registered Oct 1, 2008 (-1 days) · Other
- B••• O•• S••••••••• C••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 4, 2004, registered May 25, 2004 (21 days) · Other
- M••••• S•••••• D• I••• to B••• O•• S••••••••• C•••••••••left Jun 23, 2003, registered Aug 25, 2003 (63 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address