RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Dec 15, 2025 · Overland Park, Ks
- F••••• I••••••••• independent RIANov 20, 2019 to Dec 16, 2025 · Plano, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 24, 2018 to Dec 16, 2019 · Houston, Tx
- E•••••• C•••••• M••••••••• L•• formerFeb 24, 2017 to Apr 30, 2018 · Portland, Or
- O•••• F•• I••• formerNov 21, 2011 to Feb 17, 2017 · Vancouver, Wa
- V••• F•••••••• P•••••••• L•• formerJan 29, 2009 to Mar 15, 2010 · Eugene, Or
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 17, 2006 to Feb 4, 2008 · Beaverton, Or
- F••••• I••••••••• to O•••••••••left Dec 16, 2025, registered Dec 15, 2025 (-1 days) · Other
- V•••• F•••••••• A•••••••• I••• to F••••• I•••••••••left Dec 16, 2019, registered Nov 20, 2019 (-26 days) · Affiliated broker-dealer or bank to independent RIA
- E•••••• C•••••• M••••••••• L•• to V•••• F•••••••• A•••••••• I•••left Apr 30, 2018, registered Apr 24, 2018 (-6 days) · RIA to affiliated broker-dealer or bank
- O•••• F•• I••• to E•••••• C•••••• M••••••••• L••left Feb 17, 2017, registered Feb 24, 2017 (7 days) · Other
- V••• F•••••••• P•••••••• L•• to O•••• F•• I•••left Mar 15, 2010, registered Nov 21, 2011 (616 days) · Other
- C•••••••• G••••• M•••••• I••• to V••• F•••••••• P•••••••• L••left Feb 4, 2008, registered Jan 29, 2009 (360 days) · Other
- C•••••• P••••• C•••• left F••••• I••••••••• for Onedigital (registered 2025-12-15)Dec 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address