RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L••••• S••••••••• L•• asset manager currentsince Jul 10, 2024 · Atlanta, Ga
- V••• I••••••••• M••••••••• C•• L•• asset managerJan 19, 2024 to Mar 12, 2024 · New York, Ny
- I•••••• A•••••••• I••• asset managerJul 2, 2010 to Sep 5, 2023 · Atlanta, Ga
- V••• I••••••••• M••••••••• C•• L•• to L••••• S••••••••• L••left Mar 12, 2024, registered Jul 10, 2024 (120 days) · Other
- I•••••• A•••••••• I••• to V••• I••••••••• M••••••••• C•• L••left Sep 5, 2023, registered Jan 19, 2024 (136 days) · Other
- P•••••• H• P•••• left V••• I••••••••• M••••••••• C•• L•• for L••••• S••••••••• L•• (registered 2024-07-10)Mar 12, 2024 · Advisor changed firm · fact
- P•••••• H• P•••• left I•••••• A•••••••• I••• for V••• I••••••••• M••••••••• C•• L•• (registered 2024-01-19)Sep 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address