RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• G••••• E•••••
- J• S••••••••• L•• independent RIA currentsince Jun 17, 2022 · Cumming, Ga
- E••••• F•••••••• S••••••• unclassifiedOct 7, 2005 to Nov 13, 2023 · Cumming, Ga
- I•••••••• C•••••• A••••••• formerJun 8, 2004 to Nov 7, 2005 · Cumming, Ga
- W•••• F•••• A••••••• wirehouseOct 17, 2003 to Jan 30, 2004 · Cumming, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDJan 21, 2003 to Oct 15, 2003 · Alpharetta, Ga
- E••••• F•••••••• S••••••• to J• S••••••••• L••left Nov 13, 2023, registered Jun 17, 2022 (-514 days) · Other
- I•••••••• C•••••• A••••••• to E••••• F•••••••• S•••••••left Nov 7, 2005, registered Oct 7, 2005 (-31 days) · Other
- W•••• F•••• A••••••• to I•••••••• C•••••• A•••••••left Jan 30, 2004, registered Jun 8, 2004 (130 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Oct 15, 2003, registered Oct 17, 2003 (2 days) · Affiliated broker-dealer or bank to wirehouse
- T••••• G••••• E••••• left E••••• F•••••••• S••••••• for J• S••••••••• L•• (registered 2022-06-17)Nov 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address