DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Jt Stratford, LLC
Latest filing Mar 31, 2026
First filing on the tape Jul 1, 2015 · 30 filings
SEC status approved since Jul 22, 2015
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$955M individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$56.3M
derived; firm RAUM over IAPD count
Employees
18
18 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$1.0B as of Mar 31, 2026
Mar 30, 2016$210M then
HNW client RAUM$657M as of Mar 31, 2026
Mar 30, 2018$118M then
State-registered IARs (5.B.3)18 as of Mar 31, 2026
Mar 30, 201611 then
Employees (5.A)18 as of Mar 31, 2026
Mar 30, 201611 then
Private funds: no history
RAUM +24% over the last fiscal year+26% a year over threeIARs 14 to 18
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $56.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $370,975derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $334M, 833 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$657M65%
- Individuals$298M29%
- Pension and profit-sharing plans$50.9M5.0%
- Corporations and businesses$6.2M0.6%
- Charitable organizations$1.8M0.2%
- Individual clients
- 977reported
- HNW clients
- 261reported
- Pension plan clients
- 18reported
- Charitable clients
- 6reported
- Accounts
- 2,734reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $334M for 833 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Bryan Mark Hogan | Gainesville, Ga | Feb 22, 2011 | 26 y | 3 |
| Dwayne Todd Ferguson | Gainesville, Ga | Feb 22, 2011 | 28 y | 3 |
| Gregory Counts Wilson | Braselton, Ga | Feb 22, 2011 | 30 y | 3 |
| Amanda Sikes Bruner | Gainesville, Ga | Sep 26, 2014 | 12 y | 0 |
| Mark Edward GibbsCertified Financial Planner | Gainesville, Ga | Mar 25, 2015 | 22 y | 2 |
| Edwin Leonard RobinsChartered Financial Consultant | Gainesville, Ga | Jun 26, 2015 | 40 y | 1 |
| James Anthony Davenport | Gainesville, Ga | Nov 4, 2015 | 34 y | 1 |
| Gary Frank Klaric | Gainesville, Ga | Apr 10, 2019 | 26 y | 6 |
| Carter Stephen LievensCertified Financial Planner | Gainesville, Ga | Nov 20, 2020 | 11 y | 0 |
| Travis Gerald Echols | Cumming, Ga | Jun 17, 2022 | 24 y | 4 |
| James Musgrove EggersPersonal Financial Specialist | Gainesville, Ga | Mar 14, 2023 | 11 y | 1 |
| Augustus Grant Hames | Gainesville, Ga | Aug 8, 2024 | 22 y | 1 |
| James Ryan Davenport | Gainesville, Ga | Sep 5, 2024 | 12 y | 0 |
| Colby Michael James | Gainesville, Ga | Aug 27, 2025 | 12 y | 0 |
| Palmer Gray Ferguson | Gainesville, Ga | Oct 9, 2025 | 11 y | 0 |
| John Mark Thompson | Gainesville, Ga | Oct 16, 2025 | 20 y | 0 |
| Hunter Blake ParkerChartered Financial Analyst | Gainesville, Ga | Dec 11, 2025 | 11 y | 0 |
| Thomas Ashcraft Sherrill | Gainesville, Ga | Feb 2, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Maurice Edwin Martin to Hb WealthMay 24, 2021 · RIA to RIA
- Anne Marie Webster to Lionheart Capital Management LLCSep 22, 2020 · Other
Joined, latest
- Augustus Grant Hames from Bfc Planning, Inc.Aug 8, 2024 · Affiliated broker-dealer or bank to independent RIA
- James Musgrove Eggers from Avantax Advisory ServicesMar 14, 2023 · Affiliated broker-dealer or bank to independent RIA
- Travis Gerald Echols from Echols Financial ServicesJun 17, 2022 · Other
- Anne Marie Webster from StephensJan 9, 2020 · Affiliated broker-dealer or bank to independent RIA
- Gary Frank Klaric from United Planners' Financial Services Of America A Limited PartnerApr 10, 2019 · RIA to RIA
- James Anthony Davenport from Colhoun, Robins, Davenport & Co., LLCNov 4, 2015 · Other
- Edwin Leonard Robins from Colhoun, Robins, Davenport & Co., LLCJun 26, 2015 · Other
- Mark Edward Gibbs from Gibbs Financial Services, PcMar 25, 2015 · Other
- Bryan Mark Hogan from J.T. Stratford Advisors, LLCFeb 22, 2011 · Other
- Gregory Counts Wilson from J.T. Stratford Advisors, LLCFeb 22, 2011 · Other
- Dwayne Todd Ferguson from J.T. Stratford Advisors, LLCFeb 22, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Todd Dwayne Ferguson · President/Managing Membercontrolsince 06/2010 · owns 75% or more
- Sikes Amanda Bruner · Chief Compliance Officersince 03/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Gainesville, Ga · principal | 18 | 4 | 0 | ||
| Winstonsalem, Nc | 5 | 1 | 0 | ||
| Winston Salem, Nc | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Winston-Salem, NC5 employees
- Braselton, GA1 employees
- Cumming, GA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026Ferguson, Dwayne, Todd (PRESIDENT/MANAGING MEMBER) left Schedule A between the filings of 2022-03-31 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 2,552 to 2,734Oct 14, 2025 to Mar 31, 2026
- Advisory employees · 14 to 18Oct 14, 2025 to Mar 31, 2026
- Charity clients · 5 to 6Oct 14, 2025 to Mar 31, 2026
- Corporate clients · 3 to 4Oct 14, 2025 to Mar 31, 2026
- HNW clients · 202 to 261Oct 14, 2025 to Mar 31, 2026
- Individual clients · 949 to 977Oct 14, 2025 to Mar 31, 2026
- Pension plan clients · 17 to 18Oct 14, 2025 to Mar 31, 2026
- Assets in custody · $288M to $334MOct 14, 2025 to Mar 31, 2026
- Employees · 14 to 18Oct 14, 2025 to Mar 31, 2026
- State-registered IARs · 14 to 18Oct 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $815M to $1.0BOct 14, 2025 to Mar 31, 2026
- HNW RAUM · $464M to $657MOct 14, 2025 to Mar 31, 2026
- Individual RAUM · $306M to $298MOct 14, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $34,121 to $37,022Oct 14, 2025 to Mar 31, 2026
- Pension RAUM · $43.2M to $50.9MOct 14, 2025 to Mar 31, 2026
- RAUM · $815M to $1.0BOct 14, 2025 to Mar 31, 2026
- Accounts · 2,279 to 2,552Apr 30, 2024 to Mar 31, 2025
- Charity clients · 4 to 5Apr 30, 2024 to Mar 31, 2025
- Corporate clients · 1 to 3Apr 30, 2024 to Mar 31, 2025
- HNW clients · 182 to 202Apr 30, 2024 to Mar 31, 2025
- Individual clients · 849 to 949Apr 30, 2024 to Mar 31, 2025
- Pension plan clients · 18 to 17Apr 30, 2024 to Mar 31, 2025
- Assets in custody · $237M to $288MApr 30, 2024 to Mar 31, 2025
- Financial planning clients · 11-25 to 11-25Apr 30, 2024 to Mar 31, 2025
- State-registered IARs · 13 to 14Apr 30, 2024 to Mar 31, 2025
- Other offices · 3 to 4Apr 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $645M to $815MApr 30, 2024 to Mar 31, 2025
- HNW RAUM · $360M to $464MApr 30, 2024 to Mar 31, 2025
- Individual RAUM · $244M to $306MApr 30, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $48,812 to $34,121Apr 30, 2024 to Mar 31, 2025
- Pension RAUM · $40.2M to $43.2MApr 30, 2024 to Mar 31, 2025
- RAUM · $645M to $815MApr 30, 2024 to Mar 31, 2025
- Accounts · 2,118 to 2,279Sep 27, 2023 to Mar 29, 2024
- Advisory employees · 13 to 14Sep 27, 2023 to Mar 29, 2024
- Charity clients · 1 to 4Sep 27, 2023 to Mar 29, 2024
- Corporate clients · 2 to 1Sep 27, 2023 to Mar 29, 2024
- HNW clients · 164 to 182Sep 27, 2023 to Mar 29, 2024
- Individual clients · 793 to 849Sep 27, 2023 to Mar 29, 2024
- Pension plan clients · 19 to 18Sep 27, 2023 to Mar 29, 2024
- Assets in custody · $197M to $237MSep 27, 2023 to Mar 29, 2024
Signals
4 dated events
- Jt Stratford, Llc reported RAUM $814.9M, up 26% from $644.9M (2024-04-30 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Jt Stratford, Llc reported RAUM $644.9M, up 26% from $510.6M (2023-09-27 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Jt Stratford, Llc reported RAUM $494.5M, up 29% from $384.6M (2021-09-08 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Fiduciary Capital Stratford, Llc filed its initial SEC registration (Form ADV)Jul 1, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 770-889-8887reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/JT-STRATFORDreportedpublic record, Form ADV, Sep 17, 2026
- Website
- efsga.netreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 770-534-6046reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- efsga.net/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026