RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• R••• B•••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 18, 2020 · Newnan, Ga
- W•••• F•••• A••••••• wirehouseNov 20, 2017 to Dec 22, 2020 · Atlanta, Ga
- B••• I••••••••• S•••••••• I••• formerMay 16, 2012 to Nov 2, 2017 · Charlotte, Nc
- P••• A••••• S••••••••• L•• BD affiliatedOct 14, 2011 to Apr 4, 2012 · Tyrone, Ga
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 8, 2004 to Oct 6, 2005 · Newnan, Ga
- W•••••• • R••• formerFeb 10, 2003 to Sep 11, 2003 · Atlanta, Ga
- W•••• F•••• A••••••• to L•• F•••••••• L••left Dec 22, 2020, registered Dec 18, 2020 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- B••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Nov 2, 2017, registered Nov 20, 2017 (18 days) · Other
- P••• A••••• S••••••••• L•• to B••• I••••••••• S•••••••• I•••left Apr 4, 2012, registered May 16, 2012 (42 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Oct 6, 2005, registered Oct 14, 2011 (2199 days) · Other
- W•••••• • R••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Sep 11, 2003, registered Jul 8, 2004 (301 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address