DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• W••••• W•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseLos Angeles, Cadual registrantIAPD 4487613

Feed of 09/14/2026

Also filed as James Walker Watson

At current firm

3 y

since May 16, 2023

In the industry

24 y

since Mar 30, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since May 16, 2023 · Los Angeles, Ca
J••• M••••• S••••••••• L•• wirehouse
Dec 13, 2019 to Apr 12, 2023 · Sherman Oaks, Ca
U•• F•••••••• S••••••• I••• wirehouse
Apr 12, 2016 to Apr 20, 2018 · Los Angeles, Ca
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Feb 9, 2016 · Los Angeles, Ca
C•••• I••••••••• S••••••• C•••• former
Jun 1, 2012 to Oct 1, 2012 · Los Angeles, Ca
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Aug 11, 2011 · Inglewood, Ca
W•••• F•••• I••••••••• L•• unclassified
Apr 6, 2009 to Jan 3, 2011 · Los Angeles, Ca
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Sep 29, 2006 to Nov 8, 2007 · Los Angeles, Ca
W•••• F•••• I••••••••• L•• unclassified
Dec 18, 2003 to Sep 5, 2006 · Gardena, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 12, 2023, registered May 16, 2023 (34 days) · Wirehouse to wirehouse · moved with a team
U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••
left Apr 20, 2018, registered Dec 13, 2019 (602 days) · Wirehouse to wirehouse
J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••
left Feb 9, 2016, registered Apr 12, 2016 (63 days) · Wirehouse to wirehouse
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to C•••• I••••••••• S••••••• C••••
left Aug 11, 2011, registered Jun 1, 2012 (295 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• I••••••••• L••
left Nov 8, 2007, registered Apr 6, 2009 (515 days) · Other
W•••• F•••• I••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Sep 5, 2006, registered Sep 29, 2006 (24 days) · Other

Signals

J•••• W••••• W••••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-05-16)
Apr 12, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address