DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• E•••••••• S•••••••••

W•••• F•••• A•••••••wirehouseGreat Falls, Va dual registrantIAPD 4488143

Feed of 09/14/2026

Also filed as J••• E•••••••• Shapiro

At current firm

0 y

since Jan 15, 2026

In the industry

21 y

since Apr 18, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 15, 2026 · Mclean, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 3, 2023 to Jan 23, 2026 · North Bethesda, Md
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 15, 2020 to Apr 5, 2023 · Washington, Dc
M••••• S•••••• wirehouse
Sep 22, 2015 to Mar 17, 2020 · San Francisco, Ca
N•••••••• B••••• B• L•• no RAUM
Apr 19, 2005 to Apr 3, 2012 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jan 23, 2026, registered Jan 15, 2026 (-8 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 5, 2023, registered Apr 3, 2023 (-2 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to C•••••••• G••••• M•••••• I•••
left Mar 17, 2020, registered Apr 15, 2020 (29 days) · Wirehouse to affiliated broker-dealer or bank
N•••••••• B••••• B• L•• to M••••• S••••••
left Apr 3, 2012, registered Sep 22, 2015 (1267 days) · Other

Signals

J••• E•••••••• S••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2026-01-15)
Jan 23, 2026 · Advisor changed firm · fact
J••• E•••••••• S••••••••• left C•••••••• G••••• M•••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-04-03)
Apr 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address